Securities market

Results: 28134



#Item
681Nomura / Economy of Japan / Survey methodology / Rates / Response rate / Nomura Holdings / Foreign exchange market / Nomura Securities / Finance / Economy

News Release Nomura Individual Investor Survey May 2016

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Source URL: www.nomuraholdings.com

Language: English - Date: 2016-05-18 22:34:55
682Financial regulation / Investment Industry Regulatory Organization of Canada / Canadian Securities Institute / U.S. Securities and Exchange Commission / Canadian securities regulation / Securities Act / Universal Market Integrity Rules / Exempt market dealer

Administrative Notice General Dealer Member Rules UMIR Please distribute internally to:

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Source URL: www.iiroc.ca

Language: English - Date: 2016-03-11 08:46:03
683U.S. Securities and Exchange Commission / United States securities law / Stock market / 73rd United States Congress / Corporate crime / Securities Act / SEC filing / Security / Regulation A / Prospectus / North American Securities Administrators Association

NOTICE OF REQUEST FOR PUBLIC COMMENTS REGARDING A PROPOSED NEW MULTISTATE FORM U-1 AND A REVISED FORM U-2 April 1, 2016

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Source URL: nasaa.cdn.s3.amazonaws.com

Language: English - Date: 2016-04-01 14:43:03
684Economy / Finance / Money / Repurchase agreement / Systemic risk / Certificate of deposit / HSBC / Security / Financial market / Reverse convertible securities / Bond

SETOR1-#v5-HSBC_Information_Statement_Far_East_Opportunity_Principal_Protected_Notes.DOC

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Source URL: www.hsbcnet.co.uk

Language: English
685Economy / Finance / Stock market / Money / United Kingdom company law / Corporate finance / Equity securities / Corporate law / Prospectus / United States corporate law / London Stock Exchange / British Virgin Islands company law

THIS DOCUMENT IS IMPORTANT AND REQUIRES YOUR IMMEDIATE ATTENTION. If you are in any doubt about the contents of this Document, or the action you should take, you should consult a person authorised under the Financial Ser

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Source URL: mmx.co

Language: English - Date: 2015-11-30 15:04:52
686Economy / Finance / Money / Stock market / Financial regulation / Spamming / Ponzi scheme / Securities fraud / High-yield investment program / Affinity fraud / Pump and dump / Mutual fund

ALABAMA SECURITIES COMMISSION 770 Washington Ave., Suite 570 Montgomery, AlabamaMail: Post Office BoxTelephone: (orFax: (Email: Website:

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Source URL: asc.alabama.gov

Language: English - Date: 2013-11-18 14:01:52
687Finance / Economy / Stock market / Money / Equity securities / Corporate finance / Common stock / Preferred stock / Stock / Share / Dividend / Incorporation

Microsoft Word - Final Restated Charter for PUBLIC WEBSITE PUBLICATION Maydoc

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Source URL: www.citigroup.com

Language: English - Date: 2013-10-23 17:54:44
688Economy of Toronto / Financial regulation / Investment Industry Regulatory Organization of Canada / Stock market / Toronto Stock Exchange / Instinet / Bloomberg Tradebook / Canadian Securities Exchange / Aequitas Neo

Marketplace Notice Please distribute internally to: Legal and Compliance Trading Desk

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Source URL: www.iiroc.ca

Language: English - Date: 2015-04-13 09:56:03
689Finance / Economy / Money / Corporate finance / Stock market / Equity securities / Shareholders / Balance sheet / Treasury stock / Preferred stock / Stock dilution / Stock

Notice concerning Issuance of Class Shares by Third-Party Allotment, Partial Amendments to the Articles of Incorporation, Reduction of Amounts of Capital Stock, Legal Capital Surplus and Legal Retained Earnings, Appropri

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Source URL: www.tokuyama.co.jp

Language: English - Date: 2016-05-27 02:07:38
690Economy / Finance / Money / Stock market / Financial ratios / Valuation / Fundamental analysis / Equity securities / Stock selection criterion / Priceearnings ratio / Growth stock / Dividend yield

The Basics for Investing in Stocks Although they are unpredictable over the short term, stocks have delivered superior returns over the long haul.

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Source URL: www.iinvest.org

Language: English - Date: 2015-04-03 09:34:02
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